Exhibit 99.2 Audited Financial Statements of Subsidiary for the period ended
July 17, 2006
REPORT OF INDEPENDENT PUBLIC ACCOUNTING FIRM
To the Board of Directors and Shareholders
Advanced Influenza Technologies, Inc.:
We have audited the balance sheet of Advanced Influenza Technologies, Inc. as of
July 17, 2006, and the related statements of operations, changes in
shareholder's equity, and cash flows, for the period from June 9, 2006
(inception) through July 17, 2006. These financial statements are the
responsibility of the Company's management. Our responsibility is to express an
opinion on these financial statements based on our audit.
We conducted our audit in accordance with the standards of the Public Company
Accounting Oversight Board (United States). Those standards require that we plan
and perform the audit to obtain reasonable assurance about whether the financial
statements are free of material misstatement. An audit includes examining, on a
test basis, evidence supporting the amounts and disclosures in the financial
statements. An audit also includes assessing the accounting principles used and
significant estimates made by management, as well as evaluating the overall
financial statement presentation. We believe that our audit provides a
reasonable basis for our opinion.
In our opinion, the financial statements referred to above present fairly, in
all material respects, the financial position of Advanced Influenza
Technologies, Inc. as of July 17, 2006, and the results of its operations and
its cash flows for the period from June 9, 2006 (inception) through July 17,
2006 in conformity with accounting principles generally accepted in the United
States of America.
The accompanying financial statements have been prepared assuming the Company
will continue as a going concern. As discussed in Note 1 to the financial
statements, the Company has suffered operating losses since inception, which
raises a substantial doubt about its ability to continue as a going concern.
Management's plans in regard to this matter are also described in Note 1. The
financial statements do not include any adjustments that might result from the
outcome of this uncertainty.
Cordovano and Honeck LLP
Englewood, Colorado
September 26, 2006
F-1
Advanced Influenza Technologies, Inc
Audited Balance Sheet
July 17, 2006
Assets
Current Assets:
Cash ........................................ 512,200
Prepaid Sponsored Research .................. 162,800
---------
Total current assets ................... 675,000
License Agreements ........................................ 150,000
---------
Total Assets ........................... $ 825,000
=========
Liabilities and Shareholders' Deficit
Current Liabilities:
Accounts payable ............................ 422,199
---------
Total liabilities ...................... 422,199
---------
Shareholders' deficit :
Preferred stock, no par value ............... --
Common Stock ................................ 1,000
Additional paid-in capital .................. 511,200
Accumulated deficit ......................... (109,399)
---------
Total shareholders' deficit ............ 402,801
---------
$ 825,000
=========
F-2
Advanced Influenza Technologies, Inc.
Audited Statement of Operations
June 9, 2006
(Inception)
Through
July 17,
2006
Operating expenses:
Research & Development ............. $ 109,399
------------
Total Operating Loss ... (109,399)
Income Tax provision ............................. --
------------
Net Loss ............... $ (109,399)
============
Basic and diluted loss per share ................. $ (109.40)
============
Basic and diluted weighted average
shares outstanding ................. $ 1,000
============
F-3
Advanced Influenza Technologies, Inc.
Audited Statement in Changes of Equity
July 17, 2006
Common Stock Additional
--------------------- Paid-in Accumulated
Shares Amount Capital Deficit Total
--------- --------- ---------- ----------- ---------
Balance at June 1, 2006 ................ $ -- $ -- $ -- $ -- $ --
Acquisition with UTEK ................ $ 1,000 $ 1,000 $ 511,200 $ -- 512,200
Net loss, period ended July 17, 2006 ... -- -- -- (109,399) (109,399)
--------- --------- ---------- ----------- ---------
Balance at July 17, 2006 ............... $ 1,000 $ 1,000 $ 511,200 $ (109,399) $ 402,801
========= ========= ========== =========== =========
F-4
Advanced Influenza Technologies, Inc
Audited Statement of Cash Flows
June 9, 2006
(Inception)
Through
July 17,
2006
------------
Cash flows from operating activities
Net cash provided by
operating activities ... $ 312,800
------------
Cash flows from investing activities:
License Agreements ................. (150,000)
Payment of Sponsored Research ...... (162,800)
Net cash used in
investing activities ... (312,800)
------------
Cash flows from financing activities:
Proceeds from UTEK Corp ............ 512,200
Net cash provided by
financing activities ... 512,200
------------
Net change in cash ..... 512,200
Cash, beginning of period ........................ --
------------
Cash, end of period .............................. $ 512,200
============
F-5
ADVANCED INFLUENZA TECHNOLOGIES, INC.
(A Development Stage Company)
Notes to Financial Statements
NOTE 1: NATURE OF ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
Nature of Organization
Advanced Influenza Technologies, Inc. (the "Company" or "AITI") was incorporated
under the laws of the State of Florida on June 9, 2006 to conduct any and all
lawful business. On July 18, 2006, the Company was acquired by CytoDyn, Inc.
("CytoDyn") (see Note 4).
On June 9, 2006, Utek Corporation (amex: UTK) ("Utek") purchased 1,000 shares of
the Company's common stock for $1,000 and contributed an additional $511,200 to
paid in capital. The transaction resulted in the Company becoming a wholly-owned
subsidiary of Utek. Also on June 9, 2006, Utek agreed to pay the University of
Massachusetts $422,199 on behalf of the Company to purchase license rights and
to prepay for sponsored research on behalf of the Company (see Note 2).
The accompanying financial statements have been prepared on a going concern
basis, which contemplates the realization of assets and satisfaction of
liabilities in the normal course of business. As shown in the accompanying
financial statements, the Company has suffered losses since inception. This
factor, among others, raises a substantial doubt about the Company's ability to
continue as a going concern for a reasonable time.
The financial statements do not include any adjustments relating to the
recoverability and classification of liabilities that might be necessary should
the Company be unable to continue as a going concern. The Company's continuation
as a going concern is dependent upon its ability to generate sufficient cash
flow to meet its obligations on a timely basis and ultimately to attain
profitability. The Company plans to seek funding to maintain its operations
through debt and equity financing. There is no assurance that the Company will
be successful in its efforts to raise additional working capital or achieve
profitable operations. The financial statements do not include any adjustments
that might result from the outcome of this uncertainty.
Summary of Significant Accounting Policies
Use of estimates
The preparation of the financial statements in conformity with accounting
principles generally accepted in the United States of America requires
management to make estimates and assumptions that affect the reported amounts of
assets and liabilities and disclosure of contingent assets and liabilities at
the date of the financial statements and the reported amounts of revenues and
expenses during the reporting period. Actual results could differ from those
estimates.
Cash equivalents
For the purposes of the statement of cash flows, the Company considers all
highly liquid debt instruments purchased with an original maturity of three
months or less to be cash equivalents. The Company had $512,200 in cash and cash
equivalents at July 17, 2006.
License rights
License rights are stated at cost and are amortized over the shorter of the life
of the patent or estimated useful lives, using the straight-line method.
F-6
ADVANCED INFLUENZA TECHNOLOGIES, INC.
(A Development Stage Company)
Notes to Financial Statements
Impairment of long-lived assets
The Company evaluates the carrying value of its long-lived assets under the
provisions of SFAS No. 144, "Accounting for the Impairment or Disposal of
Long-Lived Assets". Statement No. 144 requires impairment losses to be recorded
on long-lived assets used in operations when indicators of impairment are
present and the undiscounted future cash flows estimated to be generated by
those assets are less than the assets' carrying amount. If such assets are
impaired, the impairment to be recognized is measured by the amount by which the
carrying amount of the assets exceeds the fair value of the assets. Assets to be
disposed of are reported at the lower of the carrying value or fair value, less
costs to sell.
Net loss per share
Basic earnings/loss per share is computed by dividing income available to common
shareholders (the numerator) by the weighted-average number of common shares
(the denominator) for the period. The computation of diluted earnings per share
is similar to basic earnings per share, except that the denominator is increased
to include the number of additional common shares that would have been
outstanding if potentially dilutive common shares had been issued.
At July 17, 2006, there was no variance between basic and diluted loss per share
as there were no potentially dilutive common shares outstanding.
Income taxes
Income taxes are provided for the tax effects of transactions reported in the
financial statements and consist of taxes currently due plus deferred taxes
related primarily to differences between the recorded book basis and the tax
basis of assets and liabilities for financial and income tax reporting. The
deferred tax assets and liabilities represent the future tax return consequences
of those differences, which will either be taxable or deductible when the assets
and liabilities are recovered or settled. Deferred taxes are also recognized for
operating losses that are available to offset future taxable income and tax
credits that are available to offset future federal income taxes.
New accounting pronouncements
The Financial Accounting Standards Board (FASB) issued Financial Interpretation
No. 48 (FIN 48), "Accounting for Uncertainty in Income Taxes" in June 2006. FIN
48 prescribes a recognition and measurement threshold for tax positions taken or
expected to be taken on a tax return and relates to the uncertainty in income
taxes recognized in the financial statements in accordance with FAS 109,
Accounting for Income Taxes. FIN 48 is effective for the first fiscal year
beginning after December 15, 2006, thus, we expect to adopt it in our fiscal
year beginning July 1, 2007. Due to our loss position, we do not expect the
adoption of FIN 48 to have a material impact on our financial statements.
NOTE 2: LICENSE RIGHTS AND AGREEMENTS
License rights
AITI has licensed the following intellectual property for pending and issued
patents:
F-7
ADVANCED INFLUENZA TECHNOLOGIES, INC.
(A Development Stage Company)
Notes to Financial Statements
Exclusive rights to Patent Applications:
60/655,979
11,362,617
PCT/US2006/006701
Non-exclusive rights to Patent Applications:
10/763,049
PCT/US93/02394
PCT/US95/00997
93907536
1202355.2
2,132,836
2,181,832
07-520142
2003-28160
JP7507203
JP9508622T
JP2004099603
AU3150295
Issued Patents:
5,643,578
6,841,381
In consideration for the exclusive rights, AITI agreed to the following
payments:
o An initial license fee of $90,000
o Reimbursement of actual expenses of $19,399
o Milestone payments:
o Initiation of Phase I - $50,000
o Initiation of Phase II - $100,000
o Initiation of Phase III - $200,000
o Filing of NDA or equivalent - $400,000
o Royalties of 4% of net sales of licensed products
o With a minimum royalty payment of $35,000/year commencing
January 1, 2007 through January 1, 2011, and
o A minimum royalty payment of $50,000/year commencing January 1,
2012 and January 1 of each calendar year thereafter
Minimum royalty payments are creditable against base royalties paid in
the same calendar year
In consideration for the non-exclusive rights, AITI agreed to the following
payments:
o An initial license fee of $100,000
o License maintenance fees of $15,000 per year due January 1, 2009 and
2010
o License maintenance fees of $20,000 per year due January 1, 2011 and
2012
o License maintenance fees of $25,000 due January 1, 2013
F-8
ADVANCED INFLUENZA TECHNOLOGIES, INC.
(A Development Stage Company)
Notes to Financial Statements
o Commencing on January 1, 2014 and on January 1 of each calendar year
thereafter an additional increase of $5,000 each calendar year from the
previous year license maintenance fee up to the first commercial sale of
a licensed product.
o License maintenance fees are creditable against future base royalty
payments on net sales of licensed products.
o Royalties of 4% of net sales of licensed products with minimum royalties
of:
o $50,000 per year due January 1, 2013 and 2014
o $60,000 per year due January 1, 2015 and 2016
o $70,000 per year due January 1, 2017, and
o $200,000 per year due January 1, 2018 and on January 1 of each
calendar year thereafter
Minimum royalty payments are creditable against base royalties paid in
the same calendar year.
o Milestone payments:
o Initiation of Phase I - $50,000
o Initiation of Phase II - $100,000
o Initiation of Phase III - $250,000
o FDA market approval or equivalent - $750,000
Sponsored research agreement
AITI also entered into a sponsored research agreement with the Licensor for
which it agreed to fund a two year $325,600 unrestricted project ($162,800 per
year which includes both direct and indirect rates) with a primary objective
during the first year to conduct lab work to provide three well documented DNA
plasmids in preparation for GMP manufacturing. If after year one, the desired
outcome is not achieved, the agreement may be canceled.
License rights and amortization
License rights for patented products are stated at cost and amortized over the
lesser of the remaining life of the patent or the estimated useful life using
the straight-line method. No amortization expense for the period from June 9,
2006 through July 17, 2006 was accrued.
NOTE 3: INCOME TAXES
A reconciliation of the U.S. statutory federal income tax rate to the effective
rate is as follows:
July 17,
2005
---------
U.S. federal statutory graduated rate ................... 21.54%
State income tax rate, net of federal benefit ........... 5.50%
Net operating loss for which no tax benefit
is currently available ............................... (27.04%)
---------
Effective rate ... 0.00%
=========
At July 17, 2006, deferred taxes consisted of a net tax asset of $29,586, due to
operating loss carryforwards of $109,399, which was fully allowed for in the
valuation allowance of $29,586. The valuation allowance offsets the net deferred
tax asset for which there is no assurance of recovery. The deferred tax assets
for the period from June 9, 2006 (inception) through July 17, 2006 were $29,586.
The change in the valuation allowance for the period from June 9, 2006
(inception) through July 17, 2006 was also $29,586. Net operating loss
carryforwards will expire through 2026.
F-9
ADVANCED INFLUENZA TECHNOLOGIES, INC.
(A Development Stage Company)
Notes to Financial Statements
The valuation allowance will be evaluated at the end of each year, considering
positive and negative evidence about whether the asset will be realized. At that
time, the allowance will either be increased or reduced; reduction could result
in the complete elimination of the allowance if positive evidence indicates that
the value of the deferred tax asset is no longer impaired and the allowance is
no longer required.
Should the Company undergo an ownership change as defined in Section 382 of the
Internal Revenue Code, the Company's tax net operating loss carryforwards
generated prior to the ownership change will be subject to an annual limitation,
which could reduce or defer the utilization of these losses.
NOTE 4: SUBSEQUENT EVENT
On July 18, 2006, CytoDyn entered into an Agreement and Plan of Acquisition to
acquire AITI from Utek. CytoDyn acquired all of the outstanding common shares of
AITI from UTEK in exchange for 2,000,000 shares of CytoDyn's common stock. The
exchange of equity interests occurred on July 18, 2006, which resulted in AITI
becoming CytoDyn's wholly-owned subsidiary. CytoDyn conducted the acquisition in
order to obtain the license rights held by AITI.
F-10